| Related Funds | |
|---|---|
| ALPS | Red Rocks Listed Private Equity Portfolio |
| Class I | |
|---|---|
| Fund Stats as of 02/15/2019 | |
| Symbol | LPEIX |
| ISIN | US3176097828 |
| Inception Date | 12/31/2007 |
| Dividends Paid | Annually |
| CUSIP | 317609 782 |
| Fund Type | Open End Fund |
| NAV | $6.75 |
| NAV Change | $0.06 |
| Expenses as of 02/28/2018 | |
| Total Expense Ratio | 1.68% |
| What You Pay | 1.68% |
| Net Expense Ratio Excluding Acquired Fund Fees and Expenses | - |
| Class Inv | |
|---|---|
| Fund Stats as of 02/15/2019 | |
| Symbol | LPEFX |
| ISIN | US3176098164 |
| Inception Date | 12/31/2007 |
| Dividends Paid | Annually |
| CUSIP | 317609 816 |
| Fund Type | Open End Fund |
| NAV | $6.65 |
| NAV Change | $0.06 |
| Expenses as of 02/28/2018 | |
| Total Expense Ratio | 1.99% |
| What You Pay | 1.99% |
| Net Expense Ratio Excluding Acquired Fund Fees and Expenses | - |
| Class A | |
|---|---|
| Fund Stats as of 02/15/2019 | |
| Symbol | LPFAX |
| ISIN | US31761R3443 |
| Inception Date | 06/12/2018 |
| Dividends Paid | Annually |
| CUSIP | 31761R 344 |
| Fund Type | Open End Fund |
| NAV | $6.62 |
| NAV Change | $0.06 |
| Expenses as of 06/12/2018 | |
| Total Expense Ratio | 1.99% |
| What You Pay | 1.99% |
| Class C | |
|---|---|
| Fund Stats as of 02/15/2019 | |
| Symbol | LPFCX |
| ISIN | US3176096341 |
| Inception Date | 06/30/2010 |
| Dividends Paid | Annually |
| CUSIP | 317609 634 |
| Fund Type | Open End Fund |
| NAV | $6.29 |
| NAV Change | $0.06 |
| Expenses as of 02/28/2018 | |
| Total Expense Ratio | 2.65% |
| What You Pay | 2.65% |
| Net Expense Ratio Excluding Acquired Fund Fees and Expenses | - |
| Class R | |
|---|---|
| Fund Stats as of 02/15/2019 | |
| Symbol | LPERX |
| ISIN | US3176097901 |
| Inception Date | 12/31/2007 |
| Dividends Paid | Annually |
| CUSIP | 317609 790 |
| Fund Type | Open End Fund |
| NAV | $5.57 |
| NAV Change | $0.05 |
| Expenses as of 02/28/2018 | |
| Total Expense Ratio | 2.08% |
| What You Pay | 2.08% |
| Net Expense Ratio Excluding Acquired Fund Fees and Expenses | - |
In today’s economic environment the shrinking public market is increasing the demand for private companies. Why is this happening? The time, cost and regulatory burden of a going public is driving companies to remain privately held. As a result, there are greater opportunities and capital in the private market.
Private equity managers use a well-established business model to raise capital, buy companies, enhance them operationally, and sell them after 7-10 years. However, investing in private equity remains a challenge for most investors due to high minimums, illiquidity and lock-up periods.
At ALPS, we believe all investors should have access to private equity and its unique value and diversification advantages. The ALPS Red Rocks Listed Private Equity Fund provides advisors and investors with a unique alternative to traditional private equity by delivering private equity returns and daily liquidity.
The Fund is designed to break down barriers to investing in private equity. It employs a high conviction, actively managed approach to provide:
GROWTH
ACCESS
DIVERSIFICATION
The Fund Seeks to maximize total return, which consists of appreciation on its investments and a variable income stream.
Please call our investment specialists to learn more at 866.759.5679.
1As of 11/3/2017 Sources: World Federation of Exchanges
2As of 12/31/2017 The Standard & Poor's composite index of 500 stocks, a widely recognized, unmanaged index of common stock prices. MSCI ACWI: Index designed to captures large, mid and small cap representation across 23 Developed Markets (DM) and 23 Emerging Markets (EM) countries, contains 2,493 companies as of 12/31/2017
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The fund imposes a 2.00% redemption fee on shares held for less than 90 days.
Acquired Fund Fees and Expenses are expenses incurred indirectly by the Fund through its ownership of shares in other investment companies. They are not direct costs paid by Fund shareholders and are not used to calculate the Fund’s net asset value.
What You Pay reflects the Adviser and Sub-Adviser's decision to contractually limit expenses through February 28, 2018. Please see the prospectus for additional information.
ALPS Red Rocks Listed Private Equity Fund is a series of Financial Investors Trust.
Certain of the Fund's investments may be exposed to liquidity risk due to low trading volume, lack of a market maker or legal restrictions limiting the ability of the Fund to sell particular securities at an advantageous price and/or time. As a result these securities may be more difficult to value. Foreign investing involves special risks such as currency fluctuations and political uncertainty. The Fund invests in derivatives and is subject to the risk that the value of those derivative investments will fall because of pricing difficulties or lack of correlation with the underlying investment.
There are inherent risks in investing in private equity companies, which encompass financial institutions or vehicles whose principal business is to invest in and lend capital to privately held companies. Generally, little public information exists for private and thinly traded companies, and there is a risk that investors may not be able to make a fully informed investment decision.
Listed Private Equity Companies may have relatively concentrated investment portfolios, consisting of a relatively small number of holdings. A consequence of this limited number of investments is that the aggregate returns realized may be adversely impacted by the poor performance of a small number of investments, or even a single investment, particularly if a company experiences the need to write down the value of an investment.
Click here for terms and indexes used on this page. One cannot invest directly in an index.
Important Considerations
Investors should consider investment objectives, risks, charges and expenses carefully before investing. The prospectus contains this and other important information. For a prospectus for the above listed funds, please click here. Please read the prospectus carefully before investing. For additional information on the above listed funds, please click the respective link.
Insurance Products Shares of the Portfolios are offered only to participating insurance companies and their separate accounts to fund the benefits of Variable Contracts, and to qualified pension and retirement plans and registered and unregistered separate accounts.
Closed-End Funds do not continuously issue shares for sale as open-end mutual funds do. Since the initial public offering, the Funds now trade in the secondary market. Investors wishing to buy or sell shares need to place orders through an intermediary or broker. The share price of a closed-end fund is based on the market's value. The Fund's investment objective is fundamental and may not be changed without the vote of the Fund's shareholders.
USO, USL, DNO, UNG, UNL, UGA, UHN, BNO, USCI, CPER, USOU, USOD, and USAG are not mutual funds or any other type of Investment Company within the meaning of the Investment Company Act of 1940, as amended, and are not subject to regulation thereunder.
Shares of Exchange Traded Funds (ETFs) are not individually redeemable and owners of the shares may acquire those shares from the ETF and tender those shares for redemption to the ETF in Creation Units only, see the ETF prospectus for additional information regarding Creation Units. Investors may purchase or sell ETF shares throughout the day through any brokerage account, which will result in typical brokerage commissions.
With the exception of the closed-end funds listed above, ALPS Distributors, Inc. and/or ALPS Portfolio Solutions Distributor, Inc., 1290 Broadway, Denver, CO 80203, is the distributor for the open-end mutual funds and exchange-traded funds/products on this website.
The Funds described on this website are offered to United States residents only. Information on this site should not be considered a solicitation to buy or an offer to sell a security any persons outside the United States.
ALPS Advisors, Inc., ALPS Distributors, Inc., ALPS Portfolio Solutions Distributor, Inc., and ALPS Fund Services, Inc. are subsidiaries of ALPS Holdings, Inc. ALPS Distributors, Inc. and ALPS Portfolio Solutions Distributor, Inc. are registered broker-dealers and FINRA Members.
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